Page 8 - Latest Updates on SEBI
Sebi proposes online monitoring of stock brokers' system audit by exchanges
Exchanges will have to ensure that auditors conduct physical visits to the premises of the stock broker. Further, they will have to develop a web portal to monitor and supervise the process
 "Sebi proposes online monitoring of stock brokers' system audit by exchanges")
Adani-linked firms file settlement bids in Sebi's public shareholding probe
Adani-linked individuals, including Vinay Prakash, a director at Adani Enterprises, and Ameet Desai, a director at Ambuja Cements, have each offered Rs 3 lakh to settle the case
 "Adani-linked firms file settlement bids in Sebi's public shareholding probe")
Sebi cracks down on finfluencers; 'Baap of Charts' among seven banned
Sebi also found that Ansari was assuring returns, undertaken with an intent to influence the clients to purchase "educational courses' offered through Baap of Chart
 "Sebi cracks down on finfluencers; 'Baap of Charts' among seven banned")
Torrent Power opens equities on QIP basis at Rs 1,555.75 apiece floor price
The fund raising committee of the board, at its meeting held on December 2 has, inter alia, considered and approved authorising the opening of the issue today
 "Torrent Power opens equities on QIP basis at Rs 1,555.75 apiece floor price")
AIFs seek tax passthrough to compete with emerging 'new asset class'
Plan to make representation to finance ministry, Sebi for level playing field
 "AIFs seek tax passthrough to compete with emerging 'new asset class'")
Sebi nod to seven public offers paves way for over Rs 12K crore fundraise
All seven issues, which received the nod last week, are a combination of fresh issue and offer for sale
 "Sebi nod to seven public offers paves way for over Rs 12K crore fundraise")
Sebi issues notice for attachment of bank accounts of Rbep Entertainment
In its order, Sebi directed the attachment of all accounts, lockers, and proceeds due, along with freezing any debits from the accounts
 "Sebi issues notice for attachment of bank accounts of Rbep Entertainment")
Sebi orders bank, demat accounts' attachment of Reliance Big Entertainment
The attachment notice came after Reliance Big Entertainment failed to pay the fine imposed on it by the markets watchdog
NSDL gets Vijay Chandok, financial market veteran as its new MD and CEO
NSDL is a Sebi-registered market infrastructure institution offering a wide range of products and services to the financial and securities markets in India. Following the introduction of the Depositor
 "NSDL gets Vijay Chandok, financial market veteran as its new MD and CEO")
Markets Today: GDP; Sensex, Bankex new expiry day; Enviro Infra IPO listing
Thursday's session proved challenging for domestic markets, with benchmarks plunging sharply on the monthly F&O expiry. Sensex crashed 1,190 pts to 79,043.74, while Nifty slid 360.75 pts to 23,914.15
 "Markets Today: GDP; Sensex, Bankex new expiry day; Enviro Infra IPO listing")
K Raheja Investment pays Rs 68.73 lakh to settle Reit norms case with Sebi
K Raheja Investment Managers LLP (now known as K Raheja Corp Investment Managers Pvt Ltd) is the manager of Mindspace Business Parks Reit
C2C Advanced Systems IPO sees 80% of individual investors withdraw bids
The SME IPO had received a good response, seeing 100 times more demand than shares on offer
 "C2C Advanced Systems IPO sees 80% of individual investors withdraw bids")
Oceanic Foods pays Rs 12.22L to settle disclosure lapses case with Sebi
Oceanic Foods Ltd (OFL), a BSE-listed entity, is engaged in the business of production and sale of dehydrated spices and vegetables
 "Oceanic Foods pays Rs 12.22L to settle disclosure lapses case with Sebi")
Sebi relaxes prior order of ban on Axis Capital managing debt securities
Securities and Exchange Board of India, in an interim September order, had banned Axis Capital from acting as a banker for new debt issues, alleging violation of rules
Angel One gets nod for MF biz; Axis AMC settles matter with regulator
Axis Asset Management Company and Axis Mutual Fund Trustee have settled a matter with the Sebi by paying Rs 16.57 lakh
 "Angel One gets nod for MF biz; Axis AMC settles matter with regulator")
Axis AMC, Axis MF Trustee pay Rs 16.57 lakh to settle case with Sebi
The order came after the applicants proposed to settle the instant proceedings initiated against them, without "admitting or denying the findings of facts and conclusions of law"
Sebi introduces mark-to-market basis valuation for repo transactions by MFs
The new valuation metrics are aimed at having uniformity in valuation methodology of all money market and debt instruments
Angel One's AMC arm gets Sebi's approval to launch mutual fund business
As passive investing continues to gain traction, Angel One Mutual Fund's commitment to this approach addresses the rising demand from clients seeking simplicity and cost-efficiency in their portfolios
 "Angel One's AMC arm gets Sebi's approval to launch mutual fund business")
Upcoming IPO: Sebi clears Unimech Aerospace issue; Key notes from DRHP
As investors await further details from Unimech Aerospace, here are the key takeaways from the Draft Red Herring Prospectus (DRHP) that the company submitted to the market regulator, Sebi
 "Upcoming IPO: Sebi clears Unimech Aerospace issue; Key notes from DRHP")
Kalpataru, Unimech Aerospace get Sebi's nod to raise funds through IPOs
Kalpataru and Unimech Aerospace are aiming to raise Rs 1,590 crore and Rs 500 crore, respectively, through their initial share sale offers
 "Kalpataru, Unimech Aerospace get Sebi's nod to raise funds through IPOs")
