Page 12 - Latest Updates on SEBI
Sebi mulls allaying concerns on 'skin in the game' rule for MF employees
The proposals aimed at easing compliance, particularly for employees with lower CTCs and those in operational roles
 "Sebi mulls allaying concerns on 'skin in the game' rule for MF employees")
Proactively made all disclosures, recusals: Sebi WTM on Cong's charges
Narayan assured that he has made all necessary disclosures and followed recusal procedures to manage potential conflicts
 "Proactively made all disclosures, recusals: Sebi WTM on Cong's charges")
India equity clearing corporations need diverse ownership: Sebi official
In June, Sebi set up a committee to review the ownership structure of clearing corporations to ensure greater independence and resilience
 "India equity clearing corporations need diverse ownership: Sebi official")
Sebi member warns against 'race to the bottom' among MIIs at BS BFSI Summit
Ananth Narayan Gopalakrishnan, whole-time member, Securities and Exchange Board of India (Sebi), shares insights into MIIs at the Business Standard BFSI Insight Summit
 "Sebi member warns against 'race to the bottom' among MIIs at BS BFSI Summit")
Sebi issues Rs 129 cr demand notices to RHFL, others in fund diversion case
The regulator has warned these entities to attach assets and bank accounts if they fail to make the payment within 15 days
 "Sebi issues Rs 129 cr demand notices to RHFL, others in fund diversion case")
Sebi gives nod to Rubicon Research, Sai Life Sciences, others to float IPOs
Rubicon Research, Sai Life Sciences, Sanathan Textiles and Metalman Auto- which filed their draft IPO papers with Sebi during July and August, obtained the regulator's observations on October 31
 "Sebi gives nod to Rubicon Research, Sai Life Sciences, others to float IPOs")
Sebi asks MFs to disclose expenses, returns separately for direct plans
Asks Amfi to come up with standardised half-yearly disclosure format
 "Sebi asks MFs to disclose expenses, returns separately for direct plans")
Explained: Indian MFs can invest up to 25% of net assets in overseas funds
ebi on Monday allowed mutual funds (MFs) to invest in overseas mutual funds or unit trusts that invest a specific portion of their assets in Indian securities.
 "Explained: Indian MFs can invest up to 25% of net assets in overseas funds")
Embassy REIT CEO Aravind Maiya resigns following Sebi suspension directive
Aravind Maiya has resigned as CEO of Embassy REIT effective immediately, following Sebi's directive for his suspension due to a debarment for professional misconduct by NFRA
 "Embassy REIT CEO Aravind Maiya resigns following Sebi suspension directive")
Sebi asks 5 entities to pay Rs 130 cr in Reliance Home fund diversion case
In the event of non-payment of dues, the market regulator will recover the amount by attaching and selling the moveable and immovable property of these entities
Market regulator Sebi directs Embassy Reit to suspend CEO Aravind Maiya
Action after NFRA debarred Maiya for 10 years in a probe related to Coffee Day
 "Market regulator Sebi directs Embassy Reit to suspend CEO Aravind Maiya")
Sebi allows MFs to invest in overseas schemes with India exposure
However, the scheme's exposure to Indian securities should not exceed 25 per cent
 "Sebi allows MFs to invest in overseas schemes with India exposure")
Sebi mulls separation of non-regulated activities for debenture trustees
Additionally, the new provisions have been proposed to outline debenture trustees' (DT) rights and responsibilities, aligning with their fiduciary duties and obligations
Sebi allows MFs to invest in foreign funds with Indian securities exposure
The move is aimed at facilitating ease of investment in overseas MF/UTs, bringing transparency in the manner of investment, and enabling MFs to diversify their overseas investments
Sebi warns investors against using unauthorised virtual trading platforms
Cautioning investors, Sebi asked them not to engage with or undertake investment or trading activities through un-registered intermediaries / web applications / platforms / apps
 "Sebi warns investors against using unauthorised virtual trading platforms")
 "SEBI New NAV Rules for SIP Investment")
Sebi's new rules for Securitisation explained: What Investors need to know
Sebi has proposed several measures to strengthen the securitization framework in India.
 "Sebi's new rules for Securitisation explained: What Investors need to know")
Sebi slaps Rs 50 lakh fine on Lulla for violating mkt norms in Eros matter
Capital markets regulator Sebi has slapped a fine of Rs 50 lakh on promoter and former MD of Eros International Media Sunil Arjan Lulla in a case related to the violation of regulatory norms.
Sebi proposes Rs 1 cr minimum investment, demat form for securitisation
Additionally, the regulator has suggested that all securitized debt instruments should be issued and transferred exclusively in demat form
Sebi proposes interest rate derivatives for hedging by REITs and InvITs
Currently, all NRC members for REITs and InvITs must be independent directors. The proposal allows a mix of independent and non-executive directors, similar to listed companies
