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Holding for longer

EPFO must not be hasty in abandoning equity

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Business Standard Editorial Comment New Delhi
Last Updated : Nov 25 2015 | 9:42 PM IST
The Employees' Provident Fund Organisation (EPFO) is reported to be reviewing its decision to invest in equity instruments since it has received poor returns in the extremely short period that it has held equity exposures. The EPFO invested around Rs 2,322 crore between August and October 2015 and earned an annualised return of 1.5 per cent. Those investments consisted of Exchange Traded Funds (ETFs) tracking the Sensex and Nifty, both benchmark indices of the Bombay Stock Exchange and the National Stock Exchange, respectively. The equity exposure is a tiny proportion of the estimated Rs 7 lakh crore the EPFO holds in assets. The EPFO intended to gradually scale up its equity exposure to around Rs 6,000 crore in this financial year and perhaps increase it to around 15 per cent of annual incremental assets over time. It receives around Rs 1 lakh crore per annum in net incremental assets. However, the trade unions oppose equity exposure on the grounds that returns cannot be guaranteed. The board of trustees at the EPFO is also reportedly worried at the low returns and considering exiting equities altogether.

Such a decision would be very short-sighted and devoid of any logic. It is true that equity returns cannot be guaranteed and they can often be negative over the short run. But the long-term returns from equities consistently beat those from every other class of financial instruments. In the past 10 years, for instance, the Nifty and Sensex have both produced compounded annual returns of over 12.5 per cent, beating debt hollow. The return from equity is always positive if a broad, diversified basket (such as a major market index) is held for a long period and the risks are considerably reduced if the instruments are of companies with proven track records. Pension funds such as the EPFO are ideally suited to invest in equity and indeed, pension funds around the world often have 30 per cent or more of assets in equity. Pension funds handle long-term cash with very predictable inflow and redemption rates. They don't have to juggle sudden surges in redemption, unlike mutual funds. Nor do they face asset-liability mismatches inherent to banks, which manage demand deposits and short-term funds. Therefore, they can afford to invest in long-gestation equity assets.

Apart from this, there is a strong theoretical argument for diversification. As of now, the bulk of the EPFO's assets (over 99 per cent) is parked in debt instruments of several types. It is also wrong to assume that debt is entirely safe. For one thing, the nominal rate of return is often lower than the prevailing inflation rate. There is also the fear of defaults, which can ripple through the financial system. Given the very high proportion of non-performing assets or NPAs and restructured assets in the banking system, the risks are exceptionally high at present. One constraint the EPFO faces is that it offers a mandated rate of return and for political reasons, that rate is set unrealistically high. That should be reviewed since it is a long-term recipe for disaster. There are multiple examples of the stresses that under-funded pension plans with guaranteed returns cause to government finances.

The EPFO must continue to invest in equity-backed instruments, increasing its exposure and diversifying away from debt. It should do so with due prudence, picking highly rated assets (such as the index ETFs it holds) with the intention to hold such assets for the very long term. Expressing dissatisfaction with the returns just three months after dipping its toes into the equity market betrays an alarming lack of understanding of how this instrument works.

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First Published: Nov 25 2015 | 9:42 PM IST

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