US govt: Hedge fund giant SAC Capital to pay USD 1.8 bln

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AP New York
Last Updated : Nov 04 2013 | 11:46 PM IST
Hedge fund giant SAC Capital Advisors has agreed to plead guilty to fraud charges and to pay a USD 1.8 billion financial penalty, federal prosecutors said today.
The government said in a letter to judges presiding over the Manhattan case that it believed the financial penalty is the largest in history for insider trading offenses.
The company will pay a USD 900 million fine and forfeit another USD 900 million to the federal government. It also will terminate its investment advisory business.
The government called the penalties "steep but fair" and "commensurate with the breadth and duration of the charged criminal conduct."
The deal follows a separate agreement by SAC to pay a USD 615 million penalty to settle an insider trading claim by the Securities and Exchange Commission.
A spokesman for SAC Capital did not immediately return messages for comment.

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Criminal charges including wire and securities fraud were filed in July against the Stamford, Connecticut-based SAC Capital, which is owned by billionaire Steven A Cohen. They accused the company of making hundreds of millions of dollars illegally.
A prosecutor said at the time that evidence against the company was "voluminous" and included electronic messages, instant messages, court-ordered wiretaps and consensual recordings. Prosecutors said a work culture at SAC permitted, if not encouraged, insider trading.
Authorities alleged that SAC Capital earned hundreds of millions of dollars illegally from 1999 to 2010 as its portfolio managers and analysts traded on inside information from at least 20 public companies.
Bharara in July said SAC Capital "trafficked in inside information on a scale without any known precedent in the history of hedge funds."
Of the roughly USD 15 billion in assets that SAC managed as of earlier this year, about half belonged to Cohen and his employees. The rest was client money.
Cohen wasn't named as a defendant in the case. He was repeatedly referenced in court papers at the "SAC owner" who "enabled and promoted" insider trading practices.

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First Published: Nov 04 2013 | 11:46 PM IST

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