Page 2 - Stockbroker

Sebi plan to introduce capital adequacy norms rattles stockbrokers

Traders contend norms are stringent, no need for them when regulator has already reduced brokers' dependency on client securities and margin

PoA optional for opening of client account by stockbrokers or DP: Sebi

Sebi also specified the activities the stockbrokers will not be allowed to carry out using PoA

5Paisa, Dolat Investments, Emkay Global: Time to look at brokerage stocks?

Major brokerage houses are indicating a positive upside, daily chart suggests.

Portfolio managers cannot impose lock-in for clients' investments: Sebi

"Portfolio managers cannot impose a lock-in on the investment of their clients.However, a portfolio manager can charge applicable exit fees from the client for early exit," Sebi noted

Direct market access in exchanges will pose higher systemic risk: Brokers

Experts say playing various functions of an intermediary may not be feasible for exchanges

Sebi eases compliance norms for brokers; extends deadline for filing report

The decision comes after receiving a representation from stock exchanges, the Securities and Exchange Board of India (Sebi) said in a circular

How to protect your interests when your stockbroker is headed for trouble

Delays in transferring securities from pool account to your demat account, or in paying out money to you are signs of potential trouble

Paytm Money plans to offer stockbroking services for new investors

Paytm Money also offers free risk assessment and advisory investment portfolios to new users

Looking for a stockbroker? Don't go just by price, look for value

With more players moving towards lower commissions, choose a broker based on the quality of the platform and user feedback

Your stockbroker needs regular monitoring

A recent Sebi circular makes it compulsory for brokers to maintain evidence of orders placed by clients